Professors, we need you to do more!

…though we can’t be bothered to notice all the work you’re already doing, to acknowledge the ways in which the explicit and implicit conditions of your employment make it extremely difficult to do it, or the ways in which other cultural forces, including the pronouncements of New York Times columnists, make the “more” we’re exhorting you to do harder by alienating the public you’re meant to help from both “academics” and “intellectuals”.

In his column in the New York Times, Nicholas Kristof asserts that most university professors “just don’t matter in today’s great debates,” claiming that instead of stepping up to be public intellectuals, academics have marginalized themselves.

Despite what you may have heard in the school-yard or the op-ed pages, most of us who become university professors (even in philosophy) don’t do so to cloister ourselves from the real world and its cares. We do not become academics to sideline ourselves from public debates nor to marginalize ourselves.

So, as you might guess, I have a few things to say to Mr. Kristof here.

Among other things, Kristof wants professors to do more to engage the public. He writes:

Professors today have a growing number of tools available to educate the public, from online courses to blogs to social media. Yet academics have been slow to cast pearls through Twitter and Facebook.

A quick examination of the work landscape of a professor might shed some light on this slowness.

Our work responsibilities — and the activities on which we are evaluated for retention, tenure, and promotion — can generally be broken into three categories:

  • Research, the building of new knowledge in a discipline as recognized by peers in that discipline (e.g., via peer-review on the way to publication in a scholarly journal).
  • Teaching, the transmission of knowledge in a discipline (including strategies for building more knowledge) to students, whether those majoring in the discipline or studying it at the graduate level in order to become knowledge-builders themselves, or others taking courses to support their general education.
  • Service, generally cast as service to the discipline or service to the university, which often amounts to committee work, journal editing, and the like.

Research — the knowledge-building that academics do — is something Kristof casts as problematic:

academics seeking tenure must encode their insights [from research] into turgid prose. As a double protection against public consumption, this gobbledygook is then sometimes hidden in obscure journals — or published by university presses whose reputations for soporifics keep readers at a distance.

This ignores the academics who strive to write clearly and accessibly even when writing for an audience of their peers (not to mention the efforts of peer-reviewers to encourage more clear and accessible writing from the authors whose manuscripts they review). It also ignores the significant number of academics involved in efforts to bring the knowledge they build from behind the paywalls of closed-access journals to the public.

And, it ignores that the current structures of retention, tenure, and promotion, of hiring, of grant-awarding, keep score with metrics like impact factors that entrench the primacy of a conversation in the pages of peer-reviewed journals while making other conversations objectively worthless — at least from the point of view of the evaluation on which one’s academic career flourishes or founders.

A bit earlier in the column, Kristof includes a quote from Middle East specialist Will McCants that makes this point:

If the sine qua non for academic success is peer-reviewed publications, then academics who “waste their time” writing for the masses will be penalized.

Yet even as Kristof notes that those trying to rebel against the reward system built in to the tenure process “are too often crushed or driven away,” he seems to miss the point that exhorting academics to rebel against it anyway sounds like bad advice.

This is especially true in a world where academics lucky enough to have tenure-track jobs are keenly aware of the “excess PhDs” caught in the eternal cycle of postdoctoral appointments or conscripted in the army of adjuncts. Verily, there are throngs of people with the education, the intelligence, and the skills to be public intellectuals but who are scraping by on low pay, oppressively long hours, and the kind of deep uncertainty that comes with a job that is “temporary” by design.

If the public needs professors to be sharing their knowledge more directly, Nicholas Kristof, please explain how professors can do so without paying a high professional price? Where are the additional hours in the academic day for the “public intellectual” labor you want them to do (since they will still be expected to participate fully in the knowledge-building and discourse within their disciplinary community)? How will you encourage more professors to step up after the first wave taking your marching orders is denied tenure, or denied grants, or collapses from exhaustion?

More explicit professional recognition — professional credit — for academics engaging with the public would be a good thing. But to make it happen in a sustainable way, you need a plan. And getting buy-in from the administrators who shape and enforce the current systems of professional rewards and punishments makes more sense than exhorting the professors subject to that system to ignore the punishments they’re likely to face — especially at a moment when there are throngs of new and seasoned Ph.D.s available to replace the professors who run afoul of the system as it stands.

Kristof doesn’t say much about teaching in his column, though this is arguably a place where academics regularly do outreach to the segment of the public that shows up in the classroom. Given how few undergraduates go on to be academics themselves, this opportunity for engagement can be significant. Increasingly, though, we university teachers are micromanaged and “assessed” by administrators and committees in response to free-floating anxiety about educational quality and pressure to bring “No Child Left Behind”-style oversight and high-stakes testing to higher ed. Does this increase our ability to put knowledge and insights from our discipline into real-world contexts that matter to our students — that help them broaden their understanding of the challenges that face us individually and collectively, and of different disciplinary strategies for facing them, not just to serve their future employers’ goals, but to serve their own? In my experience, it does not.

Again, if Kristof wants better engagement between academics and the public — which, presumably, includes the students who show up in the classroom and will, in their post-college lives, be part of the public — he might get better results by casting some light on the forces that derail engagement in college teaching.

Despite all these challenges, the fact is that many academics are already engaging the public. However, Nicholas Kristof seems not to have noticed this. He writes:

Professors today have a growing number of tools available to educate the public, from online courses to blogs to social media. Yet academics have been slow to cast pearls through Twitter and Facebook.

The academics who have been regularly engaging with the public on Facebook and Twitter and G+ and YouTube and blogs and podcasts — many of us for years — would beg to differ with this assessment. Check out the #EngagedAcademics hashtag for a sampling of the response.

As well, there are academics writing for mass-circulation publications, whether online or in dead-tree form, working at science festivals and science fairs, going into elementary and secondary school classrooms, hosting or participating in local events like Café Scientifique or Socrates Café, going on radio or TV programs, writing letters to the editors of their local papers, going to town council and school board meetings.

Either all of this sort of engagement is invisible to Nicholas Kristof, or he thinks it doesn’t really count towards the work of being a public intellectual.

I wonder if this is because Kristof has in mind public intellectuals who have a huge reach and an immediate impact. If so, it would be good to ask who controls the microphone and why the academics from whom Kristof wants more aren’t invited to use it. It should be noted here that the New York Times, where Kristof has a regular column, is a pretty big microphone.

Also, it’s worth asking whether there’s good (empirical) reason to believe that one-to-many communication by academics who do have access to a big microphone is a better way to serve the needs of the public than smaller-scale communications (some of them one-to-one) in which academics are not just professing their knowledge to members of the public but also actually listening to them to find out what they want to know and what they care about? Given what seems to be a persistent attitude of suspicion and alienation from “intellectuals” among members of the public, engagement on a human level strikes me as likely to feel less manipulative — and to be less manipulative.

Maybe Nicholas Kristof has a plan to dispel the public’s reflexive distrust of academics. If so, I trust he’ll lay it out in a column in the not-so-distant future.

I don’t think Kristof is wrong that the public could benefit from engagement with professors, but asserting that we need more while ignoring the conditions that discourage such engagement — and while ignoring the work of the many academics who are engaging the public — is not particularly helpful. Moreover, it seems to put the burden on professors to step up and do more while losing sight of the fact that engagement requires active participation on both sides.

Professors cannot proclaim what they know and assume that the public will automatically absorb that knowledge and, armed with it, act according. It would be somewhat horrifying (for academics and the public alike) if engagement worked that way.

Academics and members of the public are sharing a world. Having various kinds of reliable knowledge about the world is good, as is sharing that knowledge and putting it into useful context, but this is never enough to determine just what we should do with that knowledge. We need to work out, together, our shared interests and goals.

Academics must be part of this discussion, but if other members of the public aren’t willing to engage, it probably doesn’t matter if more professors come to the table.

* * * * *
It should go without saying, but I will say it here anyway, that there are plenty of people who are not professors or academics engaging the public in meaningful ways that should make us recognize them as “public intellectuals” too. My focus here has been on professors since they are the focus of Kristof’s column.

Fear of scientific knowledge about firearm-related injuries.

In the United States, a significant amount of scientific research is funded through governmental agencies, using public money. Presumably, this is not primarily aimed at keeping scientists employed and off the streets*, but rather is driven by a recognition that reliable knowledge about how various bits of our world work can be helpful to us (individually and collectively) in achieving particular goals and solving particular problems.

Among other things, this suggests a willingness to put the scientific knowledge to use once it’s built.** If we learn some relevant details about the workings of the world, taking those into account as we figure out how best to achieve our goals or solve our problems seems like a reasonable thing to do — especially if we’ve made a financial investment in discovering those relevant details.

And yet, some of the “strings” attached to federally funded research suggest that the legislators involved in approving funding for research are less than enthusiastic to see our best scientific knowledge put to use in crafting policy — or, that they would prefer that the relevant scientific knowledge not be built or communicated at all.

A case in point, which has been very much on my mind for the last month, is the way language in appropriations bills has restricted Centers for Disease Control and Prevention (CDC) and National Institutes of Health (NIH) research funds for research related to firearms.

The University of Chicago Crime Lab organized a joint letter (PDF) to the gun violence task force being headed by Vice President Joe Biden, signed by 108 researchers and scholars, which is very clear in laying out the impediments that have been put on research about the effects of guns. They identify the crucial language, which is still present in subsection c of section 503 and 218 of FY2013 Appropriations Act governing NIH and CDC funding:

None of the funds made available in this title may be used, in whole or in part, to advocate or promote gun control.

As the letter from the Crime Lab rightly notes,

Federal scientific funds should not be used to advance ideological agendas on any topic. Yet that legislative language has the effect of discouraging the funding of well-crafted scientific studies.

What is the level of this discouragement? The letter presents a table comparing major NIH research awards connected to a handful of conditions between 1973 and 2012, noting the number of reported cases of these conditions in the U.S. during this time period alongside the number of grants to study the condition. There were 212 NIH research awards to study cholera and 400 reported U.S. cases of cholera. There were 56 NIH research awards to study diphtheria and 1337 reported U.S. cases of diphtheria. There were 129 NIH research awards to study polio and 266 reported U.S. cases of polio. There were 89 NIH research awards to study rabies and 65 reported U.S. cases of rabies. But, for more than 4 million reported firearm injuries in the U.S. during this time period, there were exactly 3 NIH research awards to study firearm injuries.

One possibility here is that, from 1973 to 2012, there were very few researchers interested enough in firearm injuries to propose well-crafted scientific studies of them. I suspect that that the 108 signatories of the letter linked above would disagree with that explanation for this disparity in research funding.

Another possibility is that legislators want to prevent the relevant scientific knowledge from being built. The fact that they have imposed restrictions on the collection and sharing of data by the Federal Bureau of Alcohol, Tobacco, Firearms and Explosives (in particular, data tracing illegal sales and purchases of firearms) strongly supports the hypothesis that, at least when it comes to firearms, legislators would rather be able to make policy unencumbered by pesky facts about how the relevant pieces of the world actually work.

What this suggests to me is that these legislators either don’t understand that knowing more about how the world works can help you achieve desired outcomes in that world, or that they don’t want to achieve the outcome of reducing firearm injury or death.

Perhaps these legislators don’t want researchers to build reliable knowledge about the causes of firearm injury because they fear it will get in the way of their achieving some other goal that is more important to them than reducing firearm injury or death.

Perhaps they fear that careful scientific research will turn up facts which themselves seem to “to advocate or promote gun control” — at least to the extent that they show that the most effective way to reduce firearm injury and death would be to implement controls that the legislators view as politically unpalatable.

If nothing else, I find that a legislator’s aversion to scientific evidence is a useful piece of information about him or her to me, as a voter.
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*If federal funding for research did function like a subsidy, meant to keep the researchers employed and out of trouble, you’d expect to see a much higher level of support for philosophical research. History suggests that philosophers in the public square with nothing else to keep them busy end up asking people lots of annoying questions, undermining the authority of institutions, corrupting the youth, and so forth.

**One of the challenges in getting the public on board to fund scientific research is that they can be quite skeptical that “basic research” will have any useful application beyond satisfying researchers’ curiosity.

Science, priorities, and the challenges of sharing a world.

For scientists, doing science is often about trying to satisfy deep curiosity about how various bits of our world work. For society at large, it often seems like science ought to exist primarily to solve particular pressing problems — or at least, that this is what science ought to be doing, given that our tax dollars are going to support it. It’s not a completely crazy idea. Even if tax dollars weren’t funding lots of scientific research and the education of scientists (even at private universities), the public might expect scientists to focus their attention on pressing problems, simply because scientists have the expertise to solve these problems and other members of society don’t.

This makes it harder to get the public to care about funding science for which the pay-off is not obviously useful, especially “basic research”. You want to understand the structure of subatomic particles, or the fundamental forces at work in our universe? That’s great, but how is it going to help us live longer, or help us build more fuel-efficient vehicles, or bring smaller iPods to market? Most members of the public don’t even know what a quark is, let alone care about whether you can detect a particular kind of quark experimentally. Satisfying our curiosity about the details on the surface of Mars can strike folks not gripped by that particular curiosity as a distraction from important questions that science could be answering instead.

A typical response is to note that basic research has in the past led to unanticipated practical applications. Of course, this isn’t a way to get the public to see the intrinsic value of basic research — it merely asks them to value such research instrumentally, as sort of a mystery box that is bound to contain some payoff which we cannot describe in advance but which promises to be awesome.

Some years ago Rick Weiss made an argument like this in the Washington Post in defense of space research. For example, space exploration. Weiss expressed concern that “Americans have lost sight of the value of non-applied, curiosity-driven research — the open-ended sort of exploration that doesn’t know exactly where it’s going but so often leads to big payoffs,” then went through an impressive list of scientific projects that started off without any practical applications but ended up making possible all manner of useful applications. Limit basic science, the argument went, and you’re risking economic growth.

But Weiss was careful not to say the only value in scientific research is in marketable products. Rather, he offered an even more important reason for the public to support research:

Because our understanding of the world and our support of the quest for knowledge for knowledge’s sake is a core measure of our success as a civilization. Our grasp, however tentative, of what we are and where we fit in the cosmos should be a source of pride to all of us. Our scientific achievements are a measure of ourselves that our children can honor and build upon.

I find that a pretty inspiring description of science’s value, but it’s not clear that most members of the public would be similarly misty-eyed.

Scientists may already feel that they have to become the masters of spin to get even their practical research projects funded. Will the scientists also have to take on the task of convincing the public at large that a scientific understanding of ourselves and of the world we live in should be a source of pride? Will a certain percentage of the scientist’s working budget have to go to public relations? (“Knowledge: It’s not just for dilettantes anymore!”) Maybe the message that knowledge for knowledge’s sake is a fitting goal for a civilized society is the kind of thing that people would just get as part of their education. Only it’s not on the standardized tests, and it seems like that’s the only place the public wants to put up money for education any more. Sometimes not even then.

The problem here is that scientists value something that the public at large seems not to value. The scientists think the public ought to value it, but they don’t have the power to impose their will on the public in this regard any more than the public can demand that scientists stop caring about weird things like quarks. Meanwhile, the public supports science, at least to the extent that science can deliver practical results in a timely fashion. There would probably be tension in this relationship even if scientists weren’t looking to the public for funding.

Of course, when scientists do tackle real-life problems and develop real-life solutions, it’s not like the public is always so good about accepting them. Consider the mixed public reception of the vaccine against human papilloma virus (HPV). The various strains of HPV are the leading cause of cervical cancer, and are not totally benign for men, causing genital warts and penile cancers. You would think that developing a reasonably safe and effective vaccine against a virus like HPV is exactly the sort of scientific accomplishment the public might value — except that religious groups in the US voiced opposition to the HPV vaccine on the grounds that it might give young women license to engage in premarital sex rather than practicing abstinence.

(The scientist scratches her head.) Let me get this straight: Y’all want to cut funding for the basic science because you don’t think it will lead to practical applications. But when we do the research to solve what seems like a real problem — people are dying from cervical cancer — y’all tell us this is a problem you didn’t really want us to solve?

Here, to be fair, it’s not everyone who wants to opt out of the science, just a part of the population with a fair bit of political clout at particular moments in history. The central issue seems to be that our society is made up of a bunch of people (including scientists) with rather different values, which lead to rather different priorities. In thinking about where scientific funding comes from, we talk as though there were a unitary Public with whom the unitary Science transacts business. It might be easier were that really the case. Instead, the scientists get to deal with the writhing mass of contradictory impulses that is the American public. About the only thing that public knows for sure is that it doesn’t want to pay more taxes.

How can scientists direct their efforts at satisfying public wants, or addressing public needs, if the public itself can’t come to any robust agreement on what those wants and needs are? If science has to prove to the public that the research dollars are going to the good stuff, will scientists have to stretch things a little in the telling?

Or might it actually be better if the public (or the politicians acting in the public’s name) spent less time trying to micro-manage scientists as they set the direction of their research? Maybe it would make sense, if the public decided that having scientists in society was a good thing for society, to let the scientists have some freedom to pursue their own scientific interests, and to make sure they have the funding to do so.

I’m not denying that the public has a right to decide where its money goes, but I don’t think putting up the money means you get total control. Because if you demand that much control, you may end up having to do the science yourself. Also, once science delivers the knowledge, it seems like the next step is to make that knowledge available. If particular members of the public decide not to avail themselves of that knowledge (because they feel it would be morally wrong, or maybe just silly, as in the case of pet cloning), that is their decision. We shouldn’t be making life harder for the scientists for doing what good scientists do.

It’s clear that there are forces at work in American culture right now that are not altogether comfortable with all that science has to offer at the moment. Discomfort is a normal part of sharing society with others who don’t think just like you do. But hardly anyone thinks it would be a good idea to ship all the scientists off to someplace else. We like our tablet computers and our smartphones and our headache medicines and our DSL and our Splenda too much for that.

Perhaps, for a few moments, we should give the hard-working men and women of science a break and thank them for the knowledge they produce, whether we know what to do with it or not. Then, we can return to telling them about the pieces of our world we’d like more help navigating, and see whether they have any help to offer yet.

Is it worth fighting about what’s taught in high school biology class?

It is probably no surprise to my regular readers that I get a little exercised about the science wars that play out across the U.S. in various school boards and court actions. It’s probably unavoidable, given that I think about science for a living — when you’ve got a horse in the race, you end up spending a lot of time at the track.

From time to time, though, thoughtful people ask whether some of these battles are distractions from more important issues — and, specifically, whether the question of what a community decides to include in, or omit from, its high school biology curriculum ought to command so much of our energy and emotional investment.

About seven years ago, the focus was on Dover, Pennsylvania, whose school board required that the biology curriculum must include the idea of an intelligent designer (not necessarily God, but … well, not necessarily not-God) as the origin of life on Earth. Parents sued, and U.S. District Judge John E. Jones III ruled that the requirement was unconstitutional. If you missed it as it was happening, there’s a very good NOVA documentary on the court case.

As much as the outcome of this trial felt like a victory to supporters of science, some expressed concerns that the battle over the Dover biology curriculum was focusing on one kind of problem but missing many bigger problems in the process — for example, this dispatch from Dover, PA by Eyal Press, printed in The Nation in November 2005.

Press describes the Dover area as it unfolded for him in a drive-along with former Dover school board member Casey Brown:

We drove out past some cornfields, a sheep farm, a meadow and a couple of barns, along the back roads of York County, a region where between 1970 and 2000, 11 percent of the manufacturing jobs disappeared, and where in the more rural areas one in five children grows up in a low-income family (in the city of York the figure is one in three). Dover isn’t dirt poor, but neither is it wealthy. It’s the kind of place where people work hard and save what they can. Looking out at the soy, wheat and dairy farms while Brown explained that lots of older people in the area can’t afford to keep up with their mortgages and end up walking away from their homes, I was struck by the thought that this was a part of the country where, a century ago, the populist movement might have made inroads by organizing small farmers against the monopolies and trusts. These days, of course, a different sort of populism prevails, infused by religion and defining itself against “outside” forces like the ACLU.

Press also went to see what the students in Dover thought of the controversy:

What do the intended beneficiaries of the Dover school board’s actions make of the intelligent design debate? A few days before meeting Casey Brown, I drove out to Dover high school to find out. It was late in the afternoon and a couple of kids were milling about outside, waiting for rides. When I asked them what they thought of the controversy, they looked at me with blank stares that suggested I could not have posed a question of less relevance to their lives. “I think you should leave us alone,” one of them said. “Everyone just sleeps through that class anyway,” said another. I approached a third kid, who was standing alone. Nobody he knew ever talked about the issue, he told me; it was no big deal.

Press suggests that this is not just a matter of teen ennui. The schools in the area may not be up to the challenge of addressing the real needs of their students:

For the most part, though, kids in Dover seem perplexed that so much attention is being paid to what happens in a single class. It is a sentiment shared by Pat Jennings, an African-American woman who runs the Lighthouse Youth Center, an organization that offers after-school programs, recreational services and parenting and Bible study classes to kids throughout York County. The center, which is privately funded, is located in a brown-brick building in downtown York, next to a church. … A deeply religious woman who describes her faith as “very important” to her, Jennings nonetheless confessed that she hasn’t paid much attention to the evolution controversy, since she’s too busy thinking about other problems the children she serves face–drugs, gangs, lack of access to opportunity, racism. “When we are in this building there are no Latinos, blacks, Caucasian children–just children,” she explained after giving me a tour of the center. “But when I go out there”–she pointed to the street–“I’m reminded that I’m different.”

“There’s a lot of kids out there looking for something,” Jennings continued. “They have questions that need answering. They’re looking for someone to trust.” I asked her if she thought schools were providing that thing. She shook her head. “I don’t know if it’s the schools or the parents or whatever, but something is wrong. The kids I see lack discipline. They lack reading skills.” Listening to her, it was hard not to view the dust-up over intelligent design as a tragic illustration of how energy that could be poured into other problems is wasted on symbolic issues of comparatively minor significance.

Why those symbolic issues have assumed such importance in America has a lot to do with the fact that, in places like Dover, the only institutions around that seem willing to address the concerns of many people are fundamentalist churches.

I take it that Press is not primarily interested in taking scientists to task. Rather, his point seems to be that folks in Dover and places like it are much less concerned about “direction” of curriculum by fundamentalist churches because those churches are perceived as taking care of social needs that no one else — including the government — seems willing or able to address in these communities. It doesn’t seem altogether irrational to bend a little to the folks keeping things together, especially if the bending involves changing the curriculum that the high school students are going to sleep through anyway, does it?

This is a variant of the ongoing debate I have at my university about what is supposed to be going on here. As it occasionally plays out with students in my “Philosophy of Science” class, it goes roughly like this:

Me: A college education should help you understand different kinds of knowledge and reasoning. My class should help you understand what’s distinctive about scientific knowledge.

Jaded Student: Dude, I really just want to sit in the chair and do the minimum I need to do to get the three units of upper division science general education credit. Don’t bug me.

Me: You’re a college student! Learning this is good for you!

Jaded Student: I’m only in college so I can get a job that pays a decent wage. If I could do that any other way, I wouldn’t be here.

Me: How will you navigate the modern world without some understanding of science?

Jaded Student: Unless understanding science gets me a better salary it ain’t gonna happen. Learning for its own sake is for suckers.

And here’s where I want to say that, although Eyal Press is right that there are very bad things that are much larger than the details of the biology curriculum happening in communities like Dover, the fight over quality public education is central rather than merely symbolic.

Whether intelligent design is presented as legitimate and empirically supported scientific theory in the classroom is one piece of delivering quality education, but it’s not the only piece. Making sure schools have the funding they for current books, for lab supplies, for computers and internet connections is another piece. So is making sure teachers can incorporate active learning that is not completely driven by a standardized test. So is ensuring small enough classes that students can get the interaction with their teachers and their classmate that they need to learn effectively. So is finding ways to support student learning in more basic ways — say, by making sure kids get adequate nutrition so they can focus on what they’re learning rather than on gnawing hunger, and making their trips to and from school (not to mention their walks down the school corridors) safer. Each of these issues ought to be addressed. None of them strikes me as a place where it would be legitimate for us to give up rather than to fight for what kids deserve.

Education is not a dispensible luxury. Rather, it is an essential tool for people in making reasonable choices about their own lives. Education isn’t just about teaching specific skills for the workforce; it also lays a foundation with which to learn new skills to keep up with a changing economy (or, dare I say it, with one’s changing interests). Even more, education is supposed to open up a world quite apart from the world of work. The world may need ditch diggers (or repair technicians for the ditch-digging robots), but it would be a much better world if the ditch diggers (and repair technicians) not only earned a decent wage but also had enough left over to buy a few books and to think about things they wanted to think about. (Yes, I’m going on my “everyone deserves a life of the mind” rant. It happens.)

Making a better world may require choosing one’s battles. Some would suggest that the battle over science education is a high-investment, low-payoff battle. But my own sense is that the minute we decide a certain population of students don’t really need good science education, we’ve put up the white flag.

Do we help students who are in difficult socio-economic circumstances by reducing their future prospects to succeed in further science classes or pursue a career in science? Do we help these students when we throw them out into the world as voters and consumers without a clear understanding of how scientific knowledge is produced and of how it is different from other kinds of knowledge? Might it not reinforce the feeling that the larger society really doesn’t actually care much about you or your future if you find out that people with a voice didn’t even whimper as you were subjected to an “education” these people wouldn’t have allowed their own kids to suffer through?

One of the guiding ideals of science is that it is a project in which anyone can engage — provided they have the necessary training. Scientists try to work out accounts of what’s going on in the world that are tested against and built upon observation that human beings can make regardless of their home country, their socio-economic status, their race, their gender, their age. The scientific ideal of universality ought to make science a realm of work that is open to anyone willing to put in the work to become scientist. A career in science could be a real avenue for class mobility.

Unless, of course, we decide that public school students in less affluent communities (or more rural communities, or red states, or whatever) aren’t really entitled to the best science education we can give them. If keeping them fed and out of gangs and passing the standardized tests in reading and writing is the extent of our obligation to these students, maybe a sound science education is a luxury. But if this is the case, we probably ought to cut out the whole “American dream” story and admit to ourselves that this place is not a perfect meritocracy. Those who have the luxury of a quality education have an advantage over those who don’t, and by golly they should own up to that. Especially when budgets are being hammered out, or when elections are coming up.

Lately, of course, as public schools are trying to weather dramatic cuts in state and local budgets (and for those far from the action it keeps getting worse despite claims that the economy is showing signs of improvement), science instruction of any kind has come to be viewed as a frill, something that could be cut in favor of more focus on reading or math (the areas most important for the high-stakes standardized tests). Or perhaps science instruction will need to be cut because budgetary pressures require a shorter school day. Or maybe science instruction will end up being delivered in ever more overcrowded classrooms, with fewer materials for hands-on learning that might give students experience with something like scientific methods for inquiry. Sure, in a perfect world we might want to provide more opportunities for active learning and guided inquiry, but, we are told, we just can’t afford it.

But what does it cost us in the long run not to make this educational investment?

The kids in Dover, and Iowa, and Kansas, whose science classes have become the ground on which grown-ups play out their anxieties about science, are part of your future and mine. So are the kids in the public schools cutting back on science instruction for lack of funds. So are the kids in classrooms where teachers convey the message that one has to be really, really smart — smarter than they are, certainly — to understand anything about science. These kids are the electorate of tomorrow, the workforce of tomorrow, the people who will have to make sensible decisions in their everyday lives as consumers of scientific information.

Even if, as 15 year olds, they don’t fully appreciate the stand being taken on their behalf, I’m not willing to back down from taking it, just the same way I’m not willing to let jaded students out of my classes without some learning taking place. Valuing other members of our society means valuing their future options to set their own course and to find meaning in their own lives.

Making good science education is not sufficient here, but my gut says it may be necessary.

The Research Works Act: asking the public to pay twice for scientific knowledge.

There’s been a lot of buzz in the science blogosphere recently about the Research Works Act, a piece of legislation that’s been introduced in the U.S. that may have big impacts on open access publishing of scientific results. John Dupuis has an excellent round-up of posts on the subject. I’m going to add my two cents on the overarching ethical issue.

Here’s the text of the Research Works Act:

No Federal agency may adopt, implement, maintain, continue, or otherwise engage in any policy, program, or other activity that–

(1) causes, permits, or authorizes network dissemination of any private-sector research work without the prior consent of the publisher of such work; or

(2) requires that any actual or prospective author, or the employer of such an actual or prospective author, assent to network dissemination of a private-sector research work. …

In this Act:

(1) AUTHOR- The term ‘author’ means a person who writes a private-sector research work. Such term does not include an officer or employee of the United States Government acting in the regular course of his or her duties.

(2) NETWORK DISSEMINATION- The term ‘network dissemination’ means distributing, making available, or otherwise offering or disseminating a private-sector research work through the Internet or by a closed, limited, or other digital or electronic network or arrangement.

(3) PRIVATE-SECTOR RESEARCH WORK- The term ‘private-sector research work’ means an article intended to be published in a scholarly or scientific publication, or any version of such an article, that is not a work of the United States Government (as defined in section 101 of title 17, United States Code), describing or interpreting research funded in whole or in part by a Federal agency and to which a commercial or nonprofit publisher has made or has entered into an arrangement to make a value-added contribution, including peer review or editing. Such term does not include progress reports or raw data outputs routinely required to be created for and submitted directly to a funding agency in the course of research.

(Bold emphasis added.)

Let’s take this at the most basic level. If public money is used to fund scientific research, does the public have a legitimate expectation that the knowledge produced by that research will be shared with the public? If not, why not? (Is the public allocating scarce public funds to scientific knowledge-building simply to prop up that sector of the economy and/or keep the scientists off the streets?)

Assuming that the public has the right to share in the knowledge built on the public’s dime, should the public have to pay to access that knowledge (at around $30 per article) from a private sector journal? The text of the Research Works Act suggests that such private sector journals add value to the research that they publish in the form of peer review and editing. Note, however, that peer review for scientific journals is generally done by other scientists in the relevant field for free. Sure, the journal editors need to be able to scare up some likely candidates for peer reviewers, email them, and secure their cooperation, but the value being added in terms of peer reviewing here is added by volunteers. (Note that the only instance of peer reviewing in which I’ve participated where I’ve actually been paid for my time involved reviewing grant proposals for a federal agency. In other words, the government doesn’t think peer review should be free … but a for-profit publishing concern can help itself to free labor and claim to have added value by virtue of it.)

Maybe editing adds some value, although journal editors of private sector journals have been taken to task for favoring flashy results, and for occasionally subverting their own peer review process to get those flashy results published. But there’s something like agreement that the interaction between scientists that happens in peer review (and in post-publication discussions of research findings) is what makes it scientific knowledge. That is to say, peer review is recognized as the value-adding step science could not do without.

The public is all too willing already to see public money spent funding scientific research as money wasted. If members of the public have to pay again to access research their tax dollars already paid for, they are likely to be peeved. They would not be wrong to feel like the scientific community had weaseled out of fulfilling its obligation to share the knowledge it builds for the good of the public. (Neither would they be wrong to feel like their government had fallen down on an ethical obligation to the public here, but whose expectations of their government aren’t painfully low at the moment?) A rightfully angry public could mean less public funding for scientific research — which means that there are pragmatic, as well as ethical, reasons for scientists to oppose the Research Works Act.

And, whether or not the Research Works Act becomes the law of the land in the USA, perhaps scientists’ ethical obligations to share publicly funded knowledge with the public ought to make them think harder — individually and as a professional community — about whether submitting their articles to private sector journals, or agreeing to peer review submission for private sector journals, is really compatible with living up to these obligations. There are alternatives to these private sector journals, such as open access journals. Taking those alternatives seriously probably requires rethinking the perceived prestige of private sector journals and how metrics of that prestige come into play in decisions about hiring, promotion, and distribution of research funds, but sometimes you have to do some work (individually and as a professional community) to live up to your obligations.

Is being a good scientist a matter of what you do or of what you feel in your heart?

If the question posed in the title of the post seems to you to have an obvious answer, sit tight while I offer a situation in which it might be less obvious.

We recently discussed philosopher Karl Popper’s efforts to find the line of demarcation between science and pseudo-science. In that discussion, one of the things you may have noticed is that Popper’s story is as much about a distinctive scientific attitude as it is about the details of scientific methodology. I wrote:

Popper has this picture of the scientific attitude that involves taking risks: making bold claims, then gathering all the evidence you can think of that might knock them down. If they stand up to your attempts to falsify them, the claims are still in play. But, you keep that hard-headed attitude and keep you eyes open for further evidence that could falsify the claims. If you decide not to watch for such evidence — deciding, in effect, that because the claim hasn’t been falsified in however many attempts you’ve made to falsify it, it must be true — you’ve crossed the line to pseudo-science.

And, my sense from scientists is that Popper’s description of their characteristic attitude is what they like best about his account. Hardly any scientist goes into the lab Monday morning with the firm intention of trying (yet again) to falsify the central hypotheses which she and the other scientists in her field have been using successfully (to predict and to explain and to create new phenomena) for years. Hardly any scientist will toss out hypotheses on the basis of a single experimental result that does not match the predictions of the hypotheses. But scientists agree that when they’re following the better angels of their scientific nature, their eyes are open to evidence that might conflict with even their most trusted hypotheses, and they are ready to kiss those hypotheses goodbye if the facts in the world line up against them.

An attitude is something that’s in your heart.

Certainly, an attitude may exert a strong influence on what you do, but if having the right attitude is something that matters to us over and above doing the right thing, we can ask why that is. My best hunch is that an attitude may act as a robust driver of behavior — in other words, having the right attitude may be a reliable mechanism that gets you to do the right thing, at least more than you might in the absence of that attitude.

So, what should we say about a scientist who appears to practice the methodology as he should, but who reveals himself as having something else in his heart?

This question came up back in 2007, when the New York Times reported on the curious case of Marcus R. Ross. Ross had written and defended an “impeccable” dissertation on the abundance and spread of marine reptiles called mosasaurs which (as his dissertation noted) vanished about 65 million years ago, earning a Ph.D. in geosciences from the University of Rhode Island. Then, he accepted a faculty position at Liberty University, where he is an Assistant Director of the Center for Creation Studies.

Ross is a young earth creationist, and as such believes that the earth is no older than 10,000 years. He was a young earth creationist when he wrote the impeccable dissertation in which he noted the disappearance of mosasaurs about 65 millions years ago. Indeed, he was a young earth creationist when he applied to the geosciences Ph.D. program at the University of Rhode Island, and did not conceal this information from the admissions committee.

Some details from the New York Times article:

For him, Dr. Ross said, the methods and theories of paleontology are one “paradigm” for studying the past, and Scripture is another. In the paleontological paradigm, he said, the dates in his dissertation are entirely appropriate. The fact that as a young earth creationist he has a different view just means, he said, “that I am separating the different paradigms.”

He likened his situation to that of a socialist studying economics in a department with a supply-side bent. “People hold all sorts of opinions different from the department in which they graduate,” he said. “What’s that to anybody else?” …

In theory, scientists look to nature for answers to questions about nature, and test those answers with experiment and observation. For Biblical literalists, Scripture is the final authority. As a creationist raised in an evangelical household and a paleontologist who said he was “just captivated” as a child by dinosaurs and fossils, Dr. Ross embodies conflicts between these two approaches. The conflicts arise often these days, particularly as people debate the teaching of evolution. …

In a telephone interview, Dr. Ross said his goal in studying at secular institutions “was to acquire the training that would make me a good paleontologist, regardless of which paradigm I was using.” …

He would not say whether he shared the view of some young earth creationists that flaws in paleontological dating techniques erroneously suggest that the fossils are far older than they really are.

Asked whether it was intellectually honest to write a dissertation so at odds with his religious views, he said: “I was working within a particular paradigm of earth history. I accepted that philosophy of science for the purpose of working with the people” at Rhode Island.

And though his dissertation repeatedly described events as occurring tens of millions of years ago, Dr. Ross added, “I did not imply or deny any endorsement of the dates.”

Ross pursued an education that gave him detailed knowledge of the theories the geoscience community uses, the questions geoscientists take to be interesting ones to pursue, the methods they use to make observations, to analyze data, and to draw inferences. He showed sufficient mastery of the “paleontological paradigm” that he was able to use it to build an additional piece of knowledge (the work contained in his dissertation) that was judged a contribution to his scientific community.

But, if he believed in his heart that the earth was thousands, not millions, of years old as he built this piece of knowledge, was he really a part of that scientific community? Was he essentially lying in his interactions with its members?

It looks like Ross saw his dissertation as an exercise in presenting the inferences one could draw from the available data using the recognized methods of geoscience. In other words, here’s what we would conclude if all the assumptions about the age of the earth, deposition of fossils, isotope dating methods, etc., were true. His caginess about the dates in the interview quoted above, and his professed belief in young earth creationism, suggest that Ross thinks at least some of these scientific assumptions are false.

However, assuming his rejection of the scientific assumptions flows primarily from his commitments as a young earth creationist, the rejection of the claims other geoscientists agree on is based in religious reasons, not scientific reasons. If there were scientific reasons to doubt these assumptions, it seems like examining those could only lead to a stronger body of knowledge in geosciences, and that Ross could have contributed to the field by making such an examination the focus of his doctoral research.

Is it an obligation for a scientist who has concerns about the goodness of an assumption on which people in his field rest their inferences to voice that concern? Is it an obligation for that scientist to gather data to test that hypothesis, or to work out an alternative hypothesis that is better supported by the data? Or is it OK to keep your doubts to your self and just use the inferential machinery everyone else is using?

Maybe people will answer this differently if the scientist in question is planning an ongoing engagement with the other members of this field, or if he is just passing through on the way to somewhere else. More on this in just a moment.

Here’s a shorter version of my question about the scientist’s obligations here: Does intellectual honesty in scientific knowledge-building just cover the way you use the inferential structure and the inputs (i.e., data) from which you draw your inferences? Or does it require disclosure of which assumptions you really accept (not just for the sake of argument, but in your heart of hearts) when drawing your inferences and which you are inclined to think are mistaken?

Does intellectual honesty require that you disclose as well the fact that you don’t actually accept the inferential structure of science as a good way to build knowledge?

Because ultimately, a commitment to young earth creationism seems to be a commitment that the data cannot properly be used to infer any claims that are at odds with scripture.

And here’s where scientists who might be willing to accept Ross’s dissertation as a legitimate chunk of scientific knowledge may have serious concerns with Ross as a credible member of the scientific community. The dissertation may stand (or fall) as a scientific argument that presents a particular array of data, describes accepted inferential strategies (perhaps even defending some such strategies that are themselves new contributions), and uses these strategies to draw conclusions form the data. Even if the person who assembled this argument was wracked with doubts about all the central premises of the argument, the argument itself could still function perfectly well in the ongoing scientific discourse, and other scientists in the community could judge that argument on its strengths and weaknesses — not on what might be in the heart of the person who constructed the argument.

But, if, ultimately, Marcus Ross rejects the “paleontological paradigm” — and the possibility that the data could properly support inferences at odds with scripture — can he function as a member of a community that makes, and evaluates, inferences using this paradigm?

Maybe he could, but his career trajectory makes it look like he has chosen not to be a member of the larger community of geoscientists. Instead, he has positioned himself as a member of a community of “creation scientists”. Whether Ross’s ongoing work on extinct marine reptiles is of any scientific interest to the scientific field that trained him will probably depend on the methodology and inferential structure on display in his manuscripts.

Because methodology and inferential structure are much easier to evaluate in the peer review process than what is in the author’s heart.

* * * * *

If you enjoyed this post, consider contributing a few bucks to a project in my Giving Page in the Science Bloggers for Students 2011 challenge. Supporting science education in public school classrooms will help young people get a better handle on what kind of attitude and methodology makes science science — and on all the cool things science can show us about our world.

Dividing cognitive labor, sharing a world: the American public and climate science.

It’s not just scientists who think science is up to something important. Even non-scientists are inclined to think that scientific knowledge claims have a special grip on our world, that they are likely to give us information or insight that will help us move through that world more successfully.

But scientists and non-scientists alike recognize that we can separate the questions:

  1. What is the world like?
  2. What should we do?

The answer to the first question can inform (or constrain) our answer to the second question, but the common wisdom among scientists themselves is that the facts can’t tell us what to do about the facts.Continue reading